{"code":0,"message":"","data":{"typeDesc":"资讯文章","releaseTime":"2026-11-02T10:48:09","createPsn":"陈小泉","firstColumnCode":"JR","collectFlag":0,"source":"经理人融媒体中心","title":"克孜勒苏金融监管分局连开罚单：克州农商行合计被罚 105 万，国寿财险两机构及多名责任人被问责","type":"ZX","likesFlag":0,"collectAmount":0,"content":"<p><img src=\"https://www.sino-manager.com/admin/manager/open/file/download/5adee644-aaf1-46bc-9db6-cb181a559e4e.jpeg\" alt=\"\" data-href=\"\" style=\"\"/></p><p style=\"text-align: justify;\">克孜勒苏金融监管分局近日披露多张行政处罚决定书，涉及原新疆克州农村商业银行股份有限公司及中国人寿财险两家分支机构，机构层面合计被罚 120 万元，多名责任人员同步被追责。</p><p style=\"text-align: justify;\">信贷领域，原克州农商行因信贷业务管理不到位被罚款 30 万元，其原阿图什城镇支行被罚 20 万元，原工贸支行被罚 55 万元，三家机构合计被罚 105 万元。人员问责方面，史倩被警告并罚款 5 万元，努尔艾合买提・吉力力、乃麦提・图尔迪被给予警告。</p><p style=\"text-align: justify;\">保险领域，中国人寿财险克孜勒苏柯尔克孜自治州中心支公司因利用业务便利为他人牟取不正当利益，被罚款 5 万元，李飞被警告并罚款 1 万元；中国人寿财险阿克陶县支公司因财务业务数据不真实，被罚款 10 万元，杨露被警告并罚款 1 万元。</p><p style=\"text-align: center;\"><img src=\"https://www.sino-manager.com/admin/manager/open/file/download/71246698-fd3c-42f1-a879-f2033d80ecdf.jpeg\" alt=\"\" data-href=\"\" style=\"\"></p><p><br></p><p style=\"text-align: justify;\">此次处罚延续 \"机构与个人双罚\" 的监管导向，既罚机构，也追责到具体责任人。信贷管理失守、利用业务便利违规牟利、财务业务数据不实，仍是金融监管查处的重点领域。对金融机构而言，内控合规不能停留在纸面，须真正落实到信贷审批、数据报送与员工行为管理等各环节，否则违规代价只会越来越高。</p>","downloadAmount":0,"filePageAmount":0,"releaseDateStr":"2026-11-02 10:48:09","fileUrl":"","readAmount":0,"columnCode":"JRSC2","id":22318,"keyword":"","likesAmount":0,"statusDesc":"已上架","createPsnId":21,"firstColumnName":"金融","updateTime":"2026-11-02 10:52:42","coverImgUrl":"https://www.sino-manager.com/admin/manager/open/file/download/abb8cd19-34a8-4602-ab1f-bc3974e69ada.png","isExistFile":0,"createTime":"2026-11-02 10:52:42","authorName":"","isTop":0,"simpleContent":"<p>克孜勒苏金融监管分局近日披露多张行政处罚决定书，涉及原新疆克州农村商业银行股份有限公司及中国人寿财险两家分支机构，机构层面合计被罚 120 万元，多名责任人员同步被追责。</p>","contentLength":0,"status":1,"columnName":"保险"}}